ESTAVIS AG
November 4, 2013, 11:29 p.m.
Publication of a voting rights notice, transmitted by DGAP—a company of EQS Group AG.
The issuer is responsible for the content of this announcement.
Voting Rights Notification pursuant to Section 25a(1) of the German Securities Trading Act (WpHG)
We received the following notifications pursuant to Section 25a(1) of the German Securities Trading Act (WpHG) on October 31, 2013:
1. Issuer:
ESTAVIS AG
Uhlandstr. 165, 10719 Berlin, Germany
2. Party Required to Disclose:
Close Securities (Germany) Limited, London, United Kingdom
3. Type of threshold crossing:
Exceeded
4. Thresholds affected:
5%, 10%, and 15%
5. Date the threshold was reached:
October 29, 2013
6. Threshold for disclosure:
18.34% (corresponding to 3,312,206 voting rights)
based on the issuer’s total number of voting rights amounting to:
18,058,938
7. Details regarding the percentage of voting rights:
Percentage of voting rights based on (financial/other) instruments pursuant to Section 25a of the German Securities Trading Act (WpHG):
18.27% (corresponding to 3,299,586 voting rights)
of which held indirectly:
18.27% (corresponding to 3,299,586 voting rights)
Share of voting rights based on (financial/other) instruments pursuant to Section 25 of the German Securities Trading Act (WpHG):
0% (corresponding to 0 voting rights)
of which held indirectly:
0% (equivalent to 0 voting rights)
Voting rights pursuant to Sections 21 and 22 of the German Securities Trading Act (WpHG):
0.07% (corresponds to 12,620 voting rights)
8. Details regarding the (financial/other) instruments pursuant to Section 25a of the WpHG:
Chain of controlled companies:
Close Brothers Seydler Bank AG
ISIN or name of the (financial/other) instrument: WKN A1R1KF Maturity:
Date of listing of the purchased shares on the stock exchange
1. Issuer:
ESTAVIS AG
Uhlandstr. 165, 10719 Berlin, Germany
2. Party Required to Disclose:
Close Securities Holdings Limited, London, United Kingdom
3. Type of threshold crossing:
Exceeded
4. Thresholds affected:
5%, 10%, and 15%
5. Date the threshold was reached:
October 29, 2013
6. Threshold for disclosure:
18.34% (corresponding to 3,312,206 voting rights)
based on the issuer’s total number of voting rights amounting to:
18,058,938
7. Details regarding the percentage of voting rights:
Percentage of voting rights based on (financial/other) instruments pursuant to Section 25a of the German Securities Trading Act (WpHG):
18.27% (corresponding to 3,299,586 voting rights)
of which held indirectly:
18.27% (corresponding to 3,299,586 voting rights)
Share of voting rights based on (financial/other) instruments pursuant to Section 25 of the German Securities Trading Act (WpHG):
0% (corresponding to 0 voting rights)
of which held indirectly:
0% (equivalent to 0 voting rights)
Voting rights pursuant to Sections 21 and 22 of the German Securities Trading Act (WpHG):
0.07% (corresponds to 12,620 voting rights)
8. Details regarding the (financial/other) instruments pursuant to Section 25a of the WpHG:
Chain of controlled companies:
Close Securities (Germany) Limited, Close Brothers Seydler Bank AG
ISIN or name of the (financial/other) instrument: WKN A1R1KF
Maturity: Date of listing of the purchased shares on the stock exchange
1. Issuer:
ESTAVIS AG
Uhlandstr. 165, 10719 Berlin, Germany
2. Party Required to Disclose:
Close Brothers Holding Limited, London, United Kingdom
3. Type of threshold crossing:
Exceeded
4. Thresholds affected:
5%, 10%, and 15%
5. Date the threshold was reached:
October 29, 2013
6. Threshold for disclosure:
18.34% (corresponding to 3,312,206 voting rights)
based on the issuer’s total number of voting rights amounting to:
18,058,938
7. Details regarding the percentage of voting rights:
Percentage of voting rights based on (financial/other) instruments pursuant to Section 25a of the German Securities Trading Act (WpHG):
18.27% (corresponding to 3,299,586 voting rights)
of which held indirectly:
18.27% (corresponding to 3,299,586 voting rights)
Share of voting rights based on (financial/other) instruments pursuant to Section 25 of the German Securities Trading Act (WpHG):
0% (corresponding to 0 voting rights)
of which held indirectly:
0% (equivalent to 0 voting rights)
Voting rights pursuant to Sections 21 and 22 of the German Securities Trading Act (WpHG):
0.07% (corresponds to 12,620 voting rights)
8. Details regarding the (financial/other) instruments pursuant to Section 25a of the WpHG:
Chain of controlled companies:
Close Securities Holdings Limited, Close Securities (Germany) Limited,
Close Brothers Seydler Bank AG
ISIN or name of the (financial/other) instrument: WKN A1R1KF
Maturity: Date of listing of the purchased shares on the stock exchange
1. Issuer:
ESTAVIS AG
Uhlandstr. 165, 10719 Berlin, Germany
2. Party Required to Disclose:
Close Brothers Group plc., London, United Kingdom
3. Type of threshold crossing:
Exceedance
4. Affected reporting thresholds:
5%, 10%, and 15%
5. Date the threshold was reached:
October 29, 2013
6. Threshold for disclosure:
18.34% (corresponding to 3,312,206 voting rights)
based on the issuer’s total number of voting rights of:
18,058,938
7. Details regarding the percentage of voting rights:
Percentage of voting rights based on (financial/other) instruments pursuant to Section 25a of the German Securities Trading Act (WpHG):
18.27% (corresponding to 3,299,586 voting rights)
of which held indirectly:
18.27% (corresponding to 3,299,586 voting rights)
Share of voting rights based on (financial/other) instruments pursuant to Section 25 of the German Securities Trading Act (WpHG):
0% (corresponding to 0 voting rights)
of which held indirectly:
0% (equivalent to 0 voting rights)
Voting rights pursuant to Sections 21 and 22 of the German Securities Trading Act (WpHG):
0.07% (corresponds to 12,620 voting rights)
8. Details regarding the (financial/other) instruments pursuant to Section 25a of the WpHG:
Chain of controlled companies:
Close Brothers Holdings Limited, Close Securities Holdings Limited, Close
Securities (Germany) Limited, Close Brothers Seydler Bank AG
ISIN or name of the (financial/other) instrument: WKN A1R1KF
Maturity: Date of listing of the purchased shares on the stock exchange
1. Issuer:
ESTAVIS AG
Uhlandstr. 165, 10719 Berlin, Germany
2. Party Required to Disclose:
Close Brothers Seydler Bank AG, Frankfurt am Main, Germany
3. Type of threshold crossing:
Exceeded
4. Thresholds affected:
5%, 10%, and 15%
5. Date the threshold was reached:
October 29, 2013
6. Voting rights subject to disclosure:
18.34% (corresponding to 3,312,206 voting rights)
based on the issuer’s total number of voting rights amounting to:
18,058,938
7. Details regarding the percentage of voting rights:
Percentage of voting rights based on (financial/other) instruments pursuant to Section 25a of the German Securities Trading Act (WpHG):
18.27% (corresponding to 3,299,586 voting rights)
of which held indirectly:
0% (equivalent to 0 voting rights)
Share of voting rights based on (financial/other) instruments pursuant to Section 25 of the German Securities Trading Act (WpHG):
0% (corresponds to 0 voting rights)
of which held indirectly:
0% (equivalent to 0 voting rights)
Voting rights pursuant to Sections 21 and 22 of the German Securities Trading Act (WpHG):
0.07% (corresponds to 12,620 voting rights)
8. Details regarding the (financial/other) instruments pursuant to Section 25a of the WpHG:
ISIN or name of the (financial/other) instrument: WKN A1R1KF
Maturity: Date of listing of the purchased shares on the stock exchange
November 4, 2013
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Language: German
Issuer: ESTAVIS AG
Uhlandstr. 165 10719
Berlin, Germany investors.accentro.de